Explore effective methods for monitoring compliance and ensuring adherence to regulations in an ever-evolving financial landscape. BOD and Compliance Function Responsibilities. Compliance Risk Assessment. Operational Risk. Risk Management. Departmental Risk Register. Compliance Monitoring Program and Risk Assessment. Compliance Monitoring Vs. Internal Audit. Tools and Technology. Practical Approach. Compliance Function Annual Report.
Gain a deeper understanding of risk management principles and learn the best practices to mitigate potential risks within financial institutions.
Gain a deeper understanding of risk management principles and learn the best practices to mitigate potential risks within financial institutions.
Explore effective methods for monitoring compliance and ensuring adherence to regulations in an ever-evolving financial landscape. BOD and Compliance Function Responsibilities. Compliance Risk Assessment. Operational Risk. Risk Management. Departmental Risk Register. Compliance Monitoring Program and Risk Assessment. Compliance Monitoring Vs. Internal Audit. Tools and Technology. Practical Approach. Compliance Function Annual Report.
Product Governance Requirements. Distributor and Manufacturer’s obligations. Annual Product Review. Product Description Form. Identification of Potential Target Market. Application of the Target Market Requirements. Establishment of Product Governance policies and procedures. National Product Intervention Measures.